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Lawyers and financial advice (free CPD for NZ lawyers)
Introduction and background
Financial advice and legal advice: Two sides of the same coin
Before we begin
A crash course on how financial advice is regulated
What exactly is financial advice?
Can lawyers provide financial advice?
Can a lawyer provide financial advice?
Lawyers providing financial advice: Discussing life insurance while working on a client's estate plan
Lawyers providing financial advice: Providing limited scope investment advice
Some things to keep in mind when providing limited financial advice to clients
Types of financial adviser
What are the different types of financial advisers?
What are the practical differences between RFAs and AFAs?
What good financial advisers do
How are advisers paid?
When financial advisers should be referring work to lawyers
Many financial advisers are in a privileged position compared to lawyers
When an adviser should send a client to a lawyer: When the client is thinking about giving or lending significant amounts of money to a loved one
When an adviser should send a client to a lawyer: After discussing wills and EPAs and identifying deficiencies
When an adviser should send a client to a lawyer: When the client is going through significant relationship changes
Wrapping up
Wrap up and quiz (0:35)
Some things to keep in mind when providing limited financial advice to clients
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